Guide
Post-Grant Review vs. Inter Partes Review
Post-grant review (PGR) must be filed within nine months of grant and allows almost any invalidity ground, but only for first-inventor-to-file patents. Inter partes review (IPR) opens after the nine-month window and is limited to anticipation and obviousness based on patents and printed publications. Both are decided by the PTAB in about 18 months and carry estoppel.
The short comparison
| Inter partes review | Post-grant review | |
|---|---|---|
| Statute | 35 U.S.C. §§ 311–319 | 35 U.S.C. §§ 321–329 |
| Opens | Nine months after grant (or end of PGR) | Grant |
| Closes | One year after service of an infringement complaint, if sued | Nine months after grant |
| Eligible patents | Any patent | First-inventor-to-file patents (effective filing date on or after March 16, 2013) |
| Grounds | §§ 102 and 103, on patents and printed publications | Any § 282(b)(2)/(3) defense, such as §§ 101, 102, 103, 112 |
| Institution standard | Reasonable likelihood of prevailing on at least one claim | More likely than not that at least one claim is unpatentable |
| Trial length | One year from institution, extendable six months | Same |
| Burden of proof | Preponderance of the evidence | Preponderance of the evidence |
| Estoppel | Grounds raised or reasonably could have been raised | Same wording, broader practical scope |
How to choose
- Is the window still open? If the patent was granted less than nine months ago and is eligible, PGR is available and is the only USPTO trial that can reach § 101 or § 112 issues.
- What is your best argument? Strong prior art in patents or printed publications fits IPR. A written-description or eligibility argument needs PGR (or court).
- How much risk of estoppel can you accept? Both bar later invalidity arguments. Think about what you would lose if you lost.
- Is there litigation? If you were served, the one-year IPR bar is running, and parallel litigation can affect whether the Office institutes.
Read the full guides: inter partes review and post-grant review. For options beyond these two, see the comparison chart.
Frequently Asked Questions
Can I file IPR and PGR against the same patent?
Not at the same time. IPR may not be filed until the PGR window has closed or any PGR has ended, so the two are sequential rather than overlapping (35 U.S.C. § 311(c)).
Which has broader estoppel?
Both bar later assertions of grounds the petitioner raised or reasonably could have raised. Because PGR petitions can raise more kinds of grounds, the practical reach of PGR estoppel is wider.
Primary Sources
Related Pages
- Proceedings guideInter Partes Review (IPR)Inter partes review is a trial before the Patent Trial and Appeal Board in which anyone other than the patent…
- Proceedings guidePost-Grant Review (PGR)Post-grant review lets anyone other than the patent owner challenge an issued patent on almost any ground of…
- GuidePost-Grant Proceedings Comparison ChartUse this chart to compare the USPTO's post-grant proceedings: who can use each proceeding, when it is…
- ArticleWho Is the Real Party in Interest in an IPR or PGR?The real party in interest is the party at whose behest an IPR or PGR petition is filed, which may include…
Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.