Guide

Post-Grant Review vs. Inter Partes Review

Post-grant review (PGR) must be filed within nine months of grant and allows almost any invalidity ground, but only for first-inventor-to-file patents. Inter partes review (IPR) opens after the nine-month window and is limited to anticipation and obviousness based on patents and printed publications. Both are decided by the PTAB in about 18 months and carry estoppel.

The short comparison

Inter partes reviewPost-grant review
Statute35 U.S.C. §§ 311–31935 U.S.C. §§ 321–329
OpensNine months after grant (or end of PGR)Grant
ClosesOne year after service of an infringement complaint, if suedNine months after grant
Eligible patentsAny patentFirst-inventor-to-file patents (effective filing date on or after March 16, 2013)
Grounds§§ 102 and 103, on patents and printed publicationsAny § 282(b)(2)/(3) defense, such as §§ 101, 102, 103, 112
Institution standardReasonable likelihood of prevailing on at least one claimMore likely than not that at least one claim is unpatentable
Trial lengthOne year from institution, extendable six monthsSame
Burden of proofPreponderance of the evidencePreponderance of the evidence
EstoppelGrounds raised or reasonably could have been raisedSame wording, broader practical scope

How to choose

  1. Is the window still open? If the patent was granted less than nine months ago and is eligible, PGR is available and is the only USPTO trial that can reach § 101 or § 112 issues.
  2. What is your best argument? Strong prior art in patents or printed publications fits IPR. A written-description or eligibility argument needs PGR (or court).
  3. How much risk of estoppel can you accept? Both bar later invalidity arguments. Think about what you would lose if you lost.
  4. Is there litigation? If you were served, the one-year IPR bar is running, and parallel litigation can affect whether the Office institutes.

Read the full guides: inter partes review and post-grant review. For options beyond these two, see the comparison chart.

Frequently Asked Questions

Can I file IPR and PGR against the same patent?

Not at the same time. IPR may not be filed until the PGR window has closed or any PGR has ended, so the two are sequential rather than overlapping (35 U.S.C. § 311(c)).

Which has broader estoppel?

Both bar later assertions of grounds the petitioner raised or reasonably could have raised. Because PGR petitions can raise more kinds of grounds, the practical reach of PGR estoppel is wider.

Primary Sources

  1. 35 U.S.C. §§ 311–319 (IPR)
  2. 35 U.S.C. §§ 321–329 (PGR)
  3. 37 C.F.R. Part 42

Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.