Proceedings guide
Statutory Patent Disclaimers
A disclaimer is a written statement in which a patent owner gives up a claim or part of a patent's term. A statutory disclaimer cancels one or more complete claims; a terminal disclaimer gives up the end of the patent's term, most often to overcome obviousness-type double patenting. Both are governed by 35 U.S.C. § 253 and 37 C.F.R. § 1.321.
Key Facts
- Statute
- 35 U.S.C. § 253
- Rule
- 37 C.F.R. § 1.321
- Statutory disclaimer
- Gives up one or more complete claims
- Terminal disclaimer
- Gives up the end of the term; common for double patenting
- Reversible?
- No
Statutory disclaimer
Under 35 U.S.C. § 253(a), a patent owner may disclaim any complete claim. The disclaimer is filed with a fee and is recorded in the patent file. It is irrevocable: a disclaimed claim cannot later be asserted.
Owners use statutory disclaimers to:
- drop a claim found invalid or unneeded, which can reduce exposure in litigation;
- remove a claim that may be anticipated by newly discovered art;
- narrow the patent in response to a challenge.
Terminal disclaimer
Under § 253(b), an owner may disclaim or dedicate to the public any terminal part of the patent’s term. The most common use is to overcome obviousness-type double patenting between related patents. A terminal disclaimer typically requires that the patents remain commonly owned for as long as they are enforceable, so it can limit later transfers.
Practical effects
- A terminal disclaimer shortens, or aligns, the term of the later patent with the earlier one.
- Disclaimers do not remove the need to address other invalidity grounds.
- A disclaimer after a challenge begins can affect proceedings in different ways, so ask a practitioner before filing during a dispute.
If errors, not claim scope, are the problem, consider reissue or a certificate of correction.
Primary Sources
Related Pages
- Proceedings guideReissue ApplicationsA reissue application lets a patent owner surrender an issued patent and have a corrected one granted when an…
- Proceedings guideCertificate of CorrectionA certificate of correction fixes a mistake in an issued patent without reissue. Under 35 U.S.C. § 254 the…
- ArticleIn re Yamazaki: Terminal Disclaimers and Reissue ApplicationsIn *In re Yamazaki* (Fed. Cir. 2012), the Federal Circuit held that reissue is available only for the…
Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.