PTAB statistics

PTAB Trial Statistics as of October 2, 2014

As of October 2, 2014, USPTO records show 2,093 AIA trial petitions filed since September 16, 2012 (1,852 IPR, 234 CBM, 2 PGR, 5 derivation). The Board had instituted trial on 859 petitions and denied 416 (67.4% instituted) and had issued 168 final written decisions. In fiscal year 2015 to that date, 12 petitions were filed.

Key Facts

As of
October 2, 2014
Fiscal year
FY2015
Petitions filed (cumulative)
2,093
Institution rate (cumulative)
67.4%
Petitions filed (FY2015 to date)
12
Data retrieved
October 31, 2026
On this page
  1. Cumulative Figures as of October 2, 2014
  2. Fiscal Year 2015 to Date
  3. Change Since September 11, 2014
  4. Trial Types Covered
  5. How These Figures Were Compiled
  6. Related Statistics

This page gives Patent Trial and Appeal Board trial figures as of October 2, 2014, which falls in fiscal year 2015 (October 1, 2014 to September 30, 2015). The cumulative figures run from September 16, 2012, when AIA trials began. The full year is covered on the FY2015 statistics page.

Cumulative Figures as of October 2, 2014

Events from September 16, 2012 to October 2, 2014, by trial type:

MeasureIPRPGRCBMDERTotal
Petitions filed1,852223452,093
Institution decisions: instituted75001090859
Institution decisions: denied3570563416
Institution rate (by petition)67.8%—66.1%0.0%67.4%
Final written decisions1510170168
Terminations without a final written decisionCount
Settlements144
Adverse judgment0
Dismissed0
Other terminations8

Fiscal Year 2015 to Date

Events from October 1, 2014 to October 2, 2014:

MeasureIPRPGRCBMDERTotal
Petitions filed1101012
Institution decisions: instituted1102013
Institution decisions: denied40004
Institution rate (by petition)73.3%—100.0%—76.5%
Final written decisions10001
Terminations without a final written decisionCount
Settlements0
Adverse judgment0
Dismissed0
Other terminations0

Change Since September 11, 2014

Between the previous dated page (September 11, 2014) and October 2, 2014, 100 petitions were filed, 74 trials were instituted, 60 petitions were denied institution and 28 final written decisions issued. The cumulative institution rate moved from 68.8% to 67.4%.

Trial Types Covered

1,852 of the 2,093 petitions (88.5%) were for inter partes review, which challenges patent claims on prior-art grounds under 35 U.S.C. chapter 31. The remainder were for covered business method review (234), post-grant review under chapter 32 (2) and derivation proceedings (5). Institution standards differ by proceeding; see the threshold standards.

How These Figures Were Compiled

The figures are counted from USPTO Open Data Portal records retrieved on October 31, 2026, keeping only events dated on or before October 2, 2014: a petition by its filing date, an institution decision by its decision date, and a final written decision or termination by its date. They are a reconstruction from the current records, not the USPTO’s report of that date, and may differ from statistics the USPTO published at the time. Final written decision outcomes are not reported because the records state them for too few decisions. The methodology gives the counting rules in full.

Frequently Asked Questions

How many AIA trial petitions had been filed as of October 2, 2014?

USPTO records show 2,093 petitions filed from September 16, 2012 to October 2, 2014: 1,852 IPR, 234 CBM, 2 PGR and 5 derivation.

What was the PTAB institution rate as of October 2, 2014?

Cumulatively, 67.4% by petition: 859 instituted and 416 denied. In FY2015 to that date the rate was 76.5%.

Primary Sources

  1. USPTO Open Data Portal (PTAB trial proceedings and decisions data)
  2. USPTO Patent Trial and Appeal Board statistics
  3. 35 U.S.C. chapter 31 (inter partes review)
  4. 35 U.S.C. chapter 32 (post-grant review)
  5. 37 C.F.R. Part 42 (trial practice before the PTAB)

Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.