PTAB statistics

PTAB Trial Statistics as of February 28, 2018

As of February 28, 2018, USPTO records show 8,231 AIA trial petitions filed since September 16, 2012 (7,573 IPR, 539 CBM, 98 PGR, 21 derivation). The Board had instituted trial on 4,000 petitions and denied 2,671 (60.0% instituted) and had issued 2,327 final written decisions. In fiscal year 2018 to that date, 655 petitions were filed.

Key Facts

As of
February 28, 2018
Fiscal year
FY2018
Petitions filed (cumulative)
8,231
Institution rate (cumulative)
60.0%
Petitions filed (FY2018 to date)
655
Data retrieved
October 31, 2026
On this page
  1. Cumulative Figures as of February 28, 2018
  2. Fiscal Year 2018 to Date
  3. Change Since August 31, 2017
  4. Trial Types Covered
  5. How These Figures Were Compiled
  6. Related Statistics

This page gives Patent Trial and Appeal Board trial figures as of February 28, 2018, which falls in fiscal year 2018 (October 1, 2017 to September 30, 2018). The cumulative figures run from September 16, 2012, when AIA trials began. The full year is covered on the FY2018 statistics page.

Cumulative Figures as of February 28, 2018

Events from September 16, 2012 to February 28, 2018, by trial type:

MeasureIPRPGRCBMDERTotal
Petitions filed7,57398539218,231
Institution decisions: instituted3,6793328804,000
Institution decisions: denied2,4222821472,671
Institution rate (by petition)60.3%54.1%57.4%0.0%60.0%
Final written decisions2,1191119702,327
Terminations without a final written decisionCount
Settlements1,245
Adverse judgment0
Dismissed1
Other terminations375

Fiscal Year 2018 to Date

Events from October 1, 2017 to February 28, 2018:

MeasureIPRPGRCBMDERTotal
Petitions filed61820152655
Institution decisions: instituted352910362
Institution decisions: denied2209152246
Institution rate (by petition)61.5%50.0%6.3%0.0%59.5%
Final written decisions256280266
Terminations without a final written decisionCount
Settlements157
Settled before institution82
Settled after institution75
Adverse judgment0
Dismissed0
Other terminations79

Change Since August 31, 2017

Between the previous dated page (August 31, 2017) and February 28, 2018, 784 petitions were filed, 429 trials were instituted, 292 petitions were denied institution and 309 final written decisions issued. The cumulative institution rate moved from 60.0% to 60.0%.

Trial Types Covered

7,573 of the 8,231 petitions (92.0%) were for inter partes review, which challenges patent claims on prior-art grounds under 35 U.S.C. chapter 31. The remainder were for covered business method review (539), post-grant review under chapter 32 (98) and derivation proceedings (21). Institution standards differ by proceeding; see the threshold standards.

How These Figures Were Compiled

The figures are counted from USPTO Open Data Portal records retrieved on October 31, 2026, keeping only events dated on or before February 28, 2018: a petition by its filing date, an institution decision by its decision date, and a final written decision or termination by its date. They are a reconstruction from the current records, not the USPTO’s report of that date, and may differ from statistics the USPTO published at the time. Final written decision outcomes are not reported because the records state them for too few decisions. The methodology gives the counting rules in full.

Frequently Asked Questions

How many AIA trial petitions had been filed as of February 28, 2018?

USPTO records show 8,231 petitions filed from September 16, 2012 to February 28, 2018: 7,573 IPR, 539 CBM, 98 PGR and 21 derivation.

What was the PTAB institution rate as of February 28, 2018?

Cumulatively, 60.0% by petition: 4,000 instituted and 2,671 denied. In FY2018 to that date the rate was 59.5%.

Primary Sources

  1. USPTO Open Data Portal (PTAB trial proceedings and decisions data)
  2. USPTO Patent Trial and Appeal Board statistics
  3. 35 U.S.C. chapter 31 (inter partes review)
  4. 35 U.S.C. chapter 32 (post-grant review)
  5. 37 C.F.R. Part 42 (trial practice before the PTAB)

Educational information; not legal advice. Statutes, rules and USPTO practice change. Confirm against the primary sources and consult a registered patent practitioner before acting. Disclaimer.